Notification of Major Holdings1. Details of issuerName: | TAG Immobilien AG |
Street: | Steckelhörn 5 |
Postal code: | 20457 |
City: | Hamburg Germany |
Legal Entity Identifier (LEI): | 529900TAE68USJNXLR59 |
2. Reason for notification | Acquisition/disposal of shares with voting rights |
X | Acquisition/disposal of instruments |
| Change of breakdown of voting rights |
| Other reason:
|
3. Details of person subject to the notification obligationLegal entity: The Goldman Sachs Group, Inc. City of registered office, country: Wilmington, Delaware, USA, United States of America (USA) |
4. Names of shareholder(s)holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:6. Total positions | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG |
New | 1.05 % | 5.08 % | 6.12 % | 146498765 |
Previous notification | 1.26 % | 0.24 % | 1.50 % | / |
7. Details on total positionsa. Voting rights attached to shares (Sec. 33, 34 WpHG)ISIN | Absolute | In % |
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) |
DE0008303504 | 0 | 1534267 | 0 % | 1.05 % |
Total | 1534267 | 1.05 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHGType of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Securities Lending | Open | | 749330 | 0.51 % |
| | Total | 749330 | 0.51 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHGType of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
Call Option | 12.04.2019 | | Physical | 6442000 | 4.40 % |
CFD | 11.01.2029 | | Cash | 150709 | 0.10 % |
Swap | 21.03.2019 | | Cash | 444 | 0.0003 % |
Convertible Bond | 01.09.2022 | | Both | 33458 | 0.02 % |
Securities Lending on Convertible Bond | Open | | Both | 61339 | 0.04 % |
| | | Total | 6687950 | 4.57 % |
8. Information in relation to the person subject to the notification obligation | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
The Goldman Sachs Group, Inc. | % | % | % |
GSAM Holdings LLC | % | % | % |
Goldman Sachs Asset Management, L.P. | % | % | % |
| | | |
The Goldman Sachs Group, Inc. | % | % | % |
Goldman Sachs (UK) L.L.C. | % | % | % |
Goldman Sachs Group UK Limited | % | % | % |
Goldman Sachs International | % | 5.08 % | 5.08 % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights | Proportion of instruments | Total of both |
% | % | % |
10. Other explanatory remarks:94.797 convertible bonds included in the total of section 7b2. |
Date